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Lisa Piccirillo: Exotic Phenomena in dimension 4

Introduction to Exotic 4-Manifolds The speaker is introduced along with her acclaimed academic journey and her landmark work in solving the Conway knot problem. The lecture sets the stage for exploring exotic phenomena in four-dimensional manifolds. The central theme is the investigation of smooth structures on 4-manifolds that, while homeomorphic, are not diffeomorphic.

Foundations of Manifold Theory The talk begins by outlining the fundamentals of low-dimensional topology with a focus on manifolds. A manifold is understood as a topological space that locally resembles Euclidean space, a concept crucial for classifying these objects. This framework motivates the study of manifold structures and the inherent challenges in their classification.

Differentiating Topological, Smooth, and PL Manifolds The lecture distinguishes between topological manifolds, smooth manifolds with infinitely differentiable transition maps, and piecewise-linear (PL) manifolds. In four dimensions, the PL and smooth categories coincide, simplifying part of the analysis. The discussion proceeds with the assumption that all manifolds considered are oriented, compact, and without boundary.

Classification in Low and High Dimensions Standard classification theorems in dimensions one through three are briefly reviewed, including the result that no difference exists between smooth and topological structures in low dimensions. For high dimensions, the surgery program is introduced as a framework to relate manifold classification to algebraic topology. This contrast highlights how uniquely challenging the four-dimensional case can be.

Freedman’s Topological Classification in Four Dimensions Freedman’s breakthrough is discussed, explaining how simply connected topological 4-manifolds are classified via algebraic invariants like the intersection form. This work establishes a clear correspondence between algebraic data and topological manifolds. It sets a benchmark for understanding the topological category before tackling its smooth counterpart.

Defining Exotic Smooth Structures A smooth 4-manifold is termed exotic if it is homeomorphic but not diffeomorphic to another, emphasizing a subtle distinction beyond mere topology. Donaldson’s work from the early 80s demonstrated the existence of such exotic structures. This definition motivates a deeper inquiry into which smooth 4-manifolds exhibit exotic behavior.

Focus on Small 4-Manifolds The speaker narrows the focus to ‘small’ 4-manifolds that have trivial fundamental groups and low second Betti numbers. The four-sphere, with B2 equal to zero, serves as an important reference point. This constrained setting drives the question of identifying exotic smooth structures in minimal situations.

Classical Construction of Exotic Structures A three-step process outlines the classical approach: first, constructing candidate pairs of smooth 4-manifolds; second, establishing their homeomorphism via topological invariants; and third, distinguishing them with smooth invariants. This method builds on known techniques in both geometric construction and algebraic topology. It highlights the interplay between geometric intuition and rigorous invariance arguments.

Techniques for Building 4-Manifolds Various strategies for constructing four-manifolds are discussed, from basic examples like the 4-sphere and complex projective spaces to connected sums, products, and bundles. The narrative also introduces the method of cutting and pasting via handle decompositions. These construction techniques form the backbone for generating candidates that may reveal exotic smooth properties.

Gauge Theory for Distinguishing Manifolds Gauge theory is presented as a powerful tool for distinguishing between smooth structures by counting solutions to certain partial differential equations. It has been pivotal in detecting differences that are not visible through traditional topological invariants. Despite its strengths, gauge theory can be difficult to compute explicitly, particularly in cases where the second Betti number vanishes.

Historical Eras in Exotic Manifold Research The evolution of the field is divided into three eras: the Donaldson era of the 1980s, characterized by Yang-Mills theory; the mid-1990s era marked by the rise of Seiberg-Witten invariants; and the rational blowdown era beginning in 2005. Each era brought new constructions and techniques, steadily reducing the complexity of the examples. These historical milestones underscore the incremental progress toward understanding exotic phenomena.

Recent Developments and New Obstructions Recent breakthroughs have introduced novel obstruction methods such as the 'slic' approach, expanding the toolkit beyond classical gauge theory. Explicit handle constructions have advanced the ability to compute invariants even in definite settings. These innovations have opened new avenues to create and obstruct exotic examples in cases previously inaccessible to traditional methods.

The License Argument for Smooth Distinctions A compelling argument is detailed that uses the existence of specific knots in the 3-sphere to differentiate smooth structures. By removing an open ball from candidate manifolds and studying embedded disks bounded by these knots, one can show that a disk may exist in one manifold and not the other. This method provides an indirect but effective obstruction to diffeomorphism.

Systematic Generation of Exotic Candidates A systematic strategy for generating four-manifolds that could potentially counter the smooth Poincaré conjecture is outlined. This approach involves constructing candidates that come equipped with a distinguished knot whose properties are then analyzed. Computational techniques, including automated methods and neural network evaluations, are used to sift through thousands of examples.

Cobordisms and the Source of Exoticness The discussion shifts to cobordisms, emphasizing that two homeomorphic 4-manifolds cobound a five-dimensional manifold. If this cobordism were a simple product, the manifolds would be diffeomorphic. Instead, the deviation of the cobordism from a product encapsulates the ‘exoticness’ of the smooth structures.

Unveiling Cork Structures in Smooth 4-Manifolds The cork theorem is introduced, demonstrating that the difference between exotic smooth structures can be localized to a contractible submanifold known as a cork. By removing this cork from one manifold and re-gluing it in a different way, one obtains a new smooth structure while retaining the overall topological type. This revelation isolates the smooth anomaly within an algebraically trivial yet smooth-significant component.

Constructing Exotic Corks with Handle Decomposition A concrete construction of exotic contractible manifolds is presented through handle decomposition techniques. Using a pair of unknots in the 3-sphere, two manifolds sharing the same boundary are crafted by varying the order of attachment and carving. This clearly illustrates how subtle differences in handle operations yield non-diffeomorphic outcomes.

Measuring the Complexity of Exotic Structures A framework is proposed to quantify the difference between exotic smooth structures using measures like the link complexity and stabilization distance. These invariants reflect the minimum geometric linking required inside a cork to transform one smooth structure into another. Although some examples are known to have positive complexity, it remains an open and challenging question whether these measures can ever exceed one.

Heegaard Floer Invariants and the Alpha Invariant A new invariant, termed Alpha, is introduced, derived from Heegaard Floer theory and spinc structure considerations. This invariant captures subtle smooth structure differences that escape detection by traditional gauge theoretic methods, particularly in cases with square-zero embedded spheres. It is defined through a minimization process over mapping dimensions, offering a fresh tool for distinguishing exotic 4-manifolds.

Constructing 4-Manifolds with Prescribed Alpha Values The final segment outlines methods for constructing exotic four-manifolds with controlled Alpha invariant values. By carefully building cobordisms and employing explicit handle attachments, one can design manifolds whose Alpha invariant meets desired specifications. This construction not only reinforces the link between Heegaard Floer techniques and exotic smooth structures but also opens new possibilities for regulating and quantifying smooth differences.